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Electronic System of Comprehensive Information Disclosure (ESCRIN)
http://eds.ssmsc.gov.ua
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Key Ukrainian Legislation

KEY UKRAINIAN LEGISLATION ON CAPITAL MARKETS

Presidential Decrees
Decree of the President of Ukraine #1648/2005 'On the Resolutions of the Council for the National Security and Defense of Ukraine'
(signed 11/24/2005)
pdf
(40 Kb)
Decree of the President of Ukraine #280/2002 'On the Measures to Develop Corporate Governance in Joint Stock Companies'
(signed 03/21/2002)
pdf
(23 Kb)
Resolutions of the Cabinet of Ministers
Decree of the Cabinet of Ministers of Ukraine 'On the Approval of the Action Plan to Implement General Guidelines of Ukraine Stock Market Development in 2006-2010'
(dated 03/07/2006)
pdf
(26 Kb)
Laws of Ukraine
Law of Ukraine On Joint Stock Companies
pdf
Law of Ukraine On Securities and The Stock Market
(effective 05/12/2006)
pdf
(133 Kb)
Law of Ukraine On the National Depository System And Special Features of Electronic Circulation of Securities in Ukraine
(effective 01/06/1998)
pdf
(73 Kb)
Law of Ukraine On State Regulation of Securities Market in Ukraine
(effective 11/26/1996)
pdf
(48 Kb)
Law of Ukraine On Business Associations
(effective 10/01/1991)
pdf
(98 Kb)
Law of Ukraine On Securities and The Stock Exchange
(effective 01/01/1992, ineffective 05/12/2006)
pdf
(62 Kb)
 
Securities and Stock Market State Commission
Normative Documents
  •   Resolution No. 2411 of December 27, 2007
    Draft Regulation on Self-Regulatory Organizations of Stock Market Professional Participants .
    (pdf, 223 Kb)
  •   Resolution No. 2381 of December 27, 2007
    On Approval of the Regulation for Calculation of Liquidity Rates Limiting the Risks of Stock Market Professional Activity.
    (pdf, 160 Kb)
  •   Resolution No. 1048 of March 27, 2007
    On Approving "The Measures to Implement Principal Foundations of Prudential Oversight on the Stock Market".
    (pdf, 110 Kb)
  •   Resolution No. 1542 of December 19, 2006
    On Approval of the Regulation on functioning of stock exchanges.
    (pdf, 131 Kb)
  •   Resolution No. 1344 of November, 21, 2006
    On the definition of the information which belongs to insider information.
    (pdf, 107 Kb)
  •   Resolution No. 1178 of October 26, 2006
    On Introducing Changes in the Provision on the Procedure for Issue of Enterprise Bonds.
    (pdf, 291 Kb)
  •   Resolution No. 1000 of October 17, 2006
    On Approval of the Regulation on the procedure of record keeping in the registries of holders of registered securities .
    (pdf, 325 Kb)
  •   Resolution No. 345 of May 26, 2006
    On Approval of the Procedure and terms of licensing on the realization of certain kinds of professional activity in the stock market, renewal of license, issue of duplicate and copy of license.
    (pdf, 252 Kb)
  •   Resolution No. 341 of May 26, 2006
    On Approval of Licensing terms to engage in stock market professional activities – activities of institutional investors' assets management (asset management activities).
    (pdf, 235 Kb)
  •   Resolution No. 4 of January 17, 2006
    On Approval of the Regulation on the procedure of compiling administrative data by the depository institutions which carry out depository activity of a securities custodian, and submission of relevant documents to the Securities and Stock Market State Commission.
    (pdf, 233 Kb)
  •   Resolution No. 371 of 31 August 2004
    On Approval of the Regulation on the procedure of compiling administrative data as to depository activities by a securities depository and filing the relevant documents with the Securities and Stock Market State Commission.
    (pdf, 214 Kb)
  •   Resolution No. 340 of August 11, 2004
    On Approval of the Regulation on the procedure for filing administrative data by person managing assets of non-state pension fund (open-end, corporate, occupational).
    (pdf, 141 Kb)
  •   Resolution No. 279 of June 8, 2004
    On Approval of the Regulation on the procedure of preparing of administrative data concerning the activity of securities traders and filing relevant documents with the Securities and Stock Market State Commission.
    (pdf, 193 Kb)
  •   Resolution No. 278 of June 8, 2004
    On Approval of the Regulation on compiling the administrative data on the activities of the national depository of ukraine and on filing the corresponding documents with the Securities and stock market state Commission.
    (pdf, 141 Kb)
  •   Resolution No. 302 of July 8, 2003
    On Approval of the Rules of conducting inspections of the activities of issuers and self-regulating organizations on the securities market.
    (pdf, 157 Kb)
  •   Resolution No. 162 of April 17, 2003
    On Approval of the Procedure for control over compliance with licensing requirements to the professional activity on the securities market .
    (pdf, 137 Kb)
  •   Resolution No. 243 of September 10, 2002
    Regulation on the procedure, terms and conditions of the SSMSC authorities delegation to Self-Regulatory Organizations of professional stock market participants as to the pre-licensing work, training, retraining and preliminary certification of stock market specialists.
    (pdf, 92 Kb)
  •   Resolution No. 216 of August 1, 2002
    On Approval of the Regulation on the procedure of filing information concerning operating results of collective investment institutions (unit and corporate investment funds) by asset management companies.
    (pdf, 271 Kb)
  •   Resolution No. 212 of June 11, 2002
    On Approval of the Regulation on the procedure for information disclosure and filing administrative data on the trade organizers’ operation.
    (pdf, 214 Kb)
  •   Resolution No. 107 of March 18, 2002
    Regulation on activities of a Self-Regulatory Securities Market Organisation.
    (pdf, 111 Kb)
  •   Resolution No. 104 of March 18, 2002
    On Approval of the Regulation on the procedure of net assets valuation of investment funds and mutual funds of investment companies.
    (pdf, 132 Kb)
  •   Resolution No. 144 of May 18, 2001
    On exercising state control over activities of stock exchanges, depositories and trading and information systems.
    (pdf, 86 Kb)
  •   Resolution No. 215 of November 21, 2000
    On organization of training of chief executives of joint-stock companies on matters of stock market and corporate management.
    (pdf, 116 Kb)
  •   Resolution No. 4 of January 19, 2000
    On Approval of the Procedure of approval of documents of the National Depository of Ukraine by the Securities and Stock Market State Commission.
    (pdf, 71 Kb)
  •   Resolution No. 237 of November 10, 1999
    On Approval of the Procedure to establish correspondent relations between the National Depositary of Ukraine and foreign depositary institutions for the purpose of selling blocks of shares owned by the State in the form of depositary receipts on the international stock markets.
    (pdf, 139 Kb)
  •   Resolution No. 157 of October 30, 1998
    On Servicing the placement and sale outside Ukraine of Ukrainian issuers’ securities or documents that confirm the obligations proceeding from the rights certified by such securities.
    (pdf, 95 Kb)
  •   Order No. 2 of January 9, 1997
    On Approval of the Procedure for investigating cases of incompliance with the securities market legislation and imposing sanctions .
    (pdf, 168 Kb)
  •   Order No. 329 of December 23, 1996
    On Approval of the Regulation of a Self-Regulatory Securities Market Organisation.
    (pdf, 134 Kb)




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