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USAID Capital Markets Project
Capital Markets Infrastructure / Documents



Capital Markets Regulatory and Supervisory Framework
(Institutional Strengthening)

Capital Markets Infrastructure

Legal and Regulatory Reform of Capital Markets

Pension Reform

Financial Instruments Development


  Ukraine’s Securities Depository System: Risk and Recommendations
Harry Cartner, International Securities Depository Specialist, Capital Markets Development . May 2006; 24p.
(pdf, 138 Kb)

Harry Cartner is a Securities Operations Executive with over thirty years’ extensive experience in clearing, settlement and depository operations and systems. Mr. Cartner has worked internationally in such countries as Canada, Mexico, Algeria, Cote d’Ivoire, and Bulgaria.

  The Ukraine Stock Exchange Environment: Challenges and Recommendations
Robert L. Smith, International Adviser, Capital Markets Development . January 2006; 32p.
(pdf, 465 Kb)

Robert L. Smith is a senior securities exchange professional with over 30 years diverse experience in regulation, operations, trading and management. He has an in-depth understanding of international best practices for exchange operations and oversight, having held positions with the U.S. Securities and Exchange Commission, NASDAQ, Chicago Board Options Exchange, and with leading investment intermediaries. Mr. Smith has significant direct experience in emerging markets including work in Kazakhstan, Thailand, China, Kyrgyzstan, and Georgia.

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